About Us

Newland Stockbrokers Limited, a subsidiary of Newland Financial, is a rapidly growing Stockbroking, corporate finance and Fund Management business based in the heart of London’s West End.

We employ financial industrial professionals providing high quality stockbroking, investment management and corporate financial services to quoted and unquoted businesses and corporate broking services to quoted companies and to a growing client base.

We will help you to achieve your investment objectives. Whether you are an individual, a family, a company or a trustee, we will tailor our service to suit you.

The financial world is now more complex, fast moving and subject to more regulation than ever before. We offer a range of investment management services which take account of all these facts and which are available on either a discretionary or advisory basis. We are totally independent of any bank or insurance company and as such we are able to give entirely unbiased financial and investment advice.

Our approach with our clients is simple and straightforward; we take time to listen to you, discover your circumstances and requirements, and together choose the best way forward. Our highly skilled and experienced personnel are always on hand, ensuring that your investments are managed with due care and attention. Individuals and teams within the company, who are expert in different fields of the financial services industry, can be called upon to help with you specific investment needs.

Discretionary Portfolio Management Service
Our Discretionary Portfolio Management Service is perfect for clients who require professional investment advice, but prefer not to be involved with the day to day management. We will make all the investment decisions on your behalf, taking into account your stated objectives. This frees you from much of the paperwork and administration normally associated with stock market transactions and it allows us to act quickly to take advantage of new investment opportunities. This is particularly important in today’s volatile markets.

Your investment manager and his or her team will work with you to understand your individual circumstances and objectives. They will also recognise that, over time, these can change and so they will be available to discuss any shift of emphasis.

Advisory Services
If you prefer to make you own investment decisions we can offer you expert and personal investment advice and then act on your instructions. Our role is still an active one. You will benefit from our extensive expertise and we will make recommendations for your portfolio, based on our knowledge of your individual requirements. We will act only when instructions have been received from you.

There are two levels of Advisory Service:

The Advisory Managed Service where we have an ongoing obligation to continually monitor the portfolio. We will make recommendations to you but can only take action on receipt of your instructions, Securities will be held in our Nominee and valuations will be provided at least every six months.

The Advisory Dealing Service is a more passive arrangement where the portfolio is not kept under continuous review, but we will advise you on the merits or suitability of a particular investment at your request, rather than your portfolio as a whole. Valuations will be provided at least every six months or upon request.

Execution-Only Dealing
If you prefer to manage your own investments, and choose not to seek professional advice, we can offer you telephone execution-only dealing facilities. If you choose to become an execution-only client, we will provide you with factual information such as prices but not investment advice.

Pensions
The key to successful retirement planning requires the development of an appropriate strategy and focused pension fund management with appointed investment managers. Newland Stockbrokers are approved investment managers for most UK SIPP providers.  In addition we have made arrangements so that we can provide our own SIPP wrapper for clients who have not yet established their own personal pension, this gives our clients the following benefits:    Greater investment control; flexibility to meet changing circumstances; bespoke investment strategy; transparent charging structure and a seamless transition from pre to post retirement.

Administration
Clients can use our Nominee company to register and administer their holdings. We will collect and distribute dividend and interest income and provide comprehensive year end tax information. If you take advantage of the discretionary service you will be kept fully informed of any changes to your portfolio by receiving a contract note with an explanation of the action taken. If required, clients will also be able to view their portfolio online.
Newland Financial Group
Newland Stockbrokers Limited is a Member of the London Stock Exchange
Authorised and regulated by the Financial Services Authority. Member of the Plus Markets Group.